Mumbai

Financial Regulation, Risk, Governance
& Compliance Advisory Services

In the recent past, the financial sector is being brought under stronger
compliance requirements and enforcement structure.

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Asset Liability Management – Regulations
for banks and NBFCs Compared

In order to capture the maturity structure of the cash inflows and outflows,
the Statement of Structural Liquidity (Annexure-I).

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Financial Regulation, Risk, Governance and Compliance
Advisory Services (FRRGCAS)

Banks and financial services clients of all sizes and types navigate through a constantly changing environment of financial regulations and enforcement actions, litigation threats, and economic and competitive challenges. Cost and efforts for compliance are an ever increasing requirement. All the same companies have to manage aggressive competition, increased cost pressures, operational challenges and financial and non-financial risk.

In this context, the firm has embarked on Advisory Services for Financial Regulation, Risk, Governance and Compliance Advisory Services (FRRGCAS) to help regulated entities to identify and address legal and regulatory compliance requirements and implement a compliance management process for effective oversight. Under this umbrella we provide a bouquet of services for NBFCs, banks, co-operative banks and payment systems operators to keep pace with the existing and evolving changes in the regulatory framework in India.

Services Provided by Us.

Legislative framework – RBI Act Chapter IIIB relating to NBFCs.

Advisory service for setting up a universal bank / differentiated bank.

Regulatory requirements, Advisory on compliance with supervisory.

About

Dr. Sathyan David, Director – FinReg Consultants, is a Veteran Central Banker having 36 years of experience in Reserve Bank of India where his main focus areas have been financial regulation and supervison. As Chief General Manager (CGM), Central Office, Department of Banking Supervision during 2010 to 2013, his main remits were supervision of private sector banks, off site reporting requirements and audit regulation.

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